- Three years' post qualification
- Excellent team working skills
- Appetite to work with service providers in multiple jurisdictions
- Appetite to take on new tasks and gain experience in new areas
- Money Laundering Reporting Office (MRO)
- Reporting to FSCA
- Corporate secretarial work in South Africa
- Working with the investment banking and investment management teams in terms of reviewing NDAs, engagement letters and terms sheets
- Maintaining internal resources, including internal templates for legal contracts. Maintaining records of contracts executed by the firm
- Managing any claims or litigation
- Managing relationships with external law firms
- Helping to uphold best practice in the investment banking and investment management teams
- Managing the process of KYC on by external parties
- Miscellaneous legal related work, eg., reviewing employment contracts, employee stock grants
- Reviewing investment agreements and ancillary documents (including legal opinions) related to flagship fund and overseeing process for satisfaction of CPs
- Monitoring the relevant legal framework(s) and developments and ensuring compliance of the company and its sub-entities.
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Compliance Officer
3 days ago
IDC Sandton, South AfricaThe Compliance Officer is responsible for assisting and supporting SBUs/Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the ...
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Compliance Guidance Officer
3 days ago
Discovery Ltd. Sandton, South Africa**Business Unit**:Discovery Central Services**Function**:Compliance**Date**:16-Jan-2023Compliance Guidance Officer (Health Compliance) · **About Discovery** · - Discovery's core purpose is to make people healthier and to enhance and protect their lives. We seek out and invest in ...
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Compliance and Safety Officer
3 days ago
Tsebo Group Sandton, South Africa**About Us**: · As a leading African Integrated Workplace Management Solutions Provider, Tsebo Solutions Group offers clients reduced costs, risk and complexities together with increased quality, efficiency and productivity. We specialise in Catering, Facilities Management, Clean ...
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Financial Crime Compliance Officer
3 days ago
Discovery Ltd. Sandton, South Africa**Business Unit**:Discovery Bank**Function**:Banking**Date**:6 Jun 2023- Financial Crime Compliance Officer**About Discovery** · - Discovery's core purpose is to make people healthier and to enhance and protect their lives. We seek out and invest in exceptional individuals who un ...
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Compliance Officer
43 minutes ago
Investec Sandton, South AfricaDescription · Compliance officer within the IFB division, responsible for a range of activities within IFB including the representation of IFB at all AML forums, statistical reporting, Legal research and the drafting of Risk Management Plans and maintaining the Regulatory Univer ...
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Tax Compliance Officer
43 minutes ago
Moore Sandton, South Africa PermanentDescription · Moore Infinity is a member of a leading international network of accounting and consulting firms. We have a vacancy in our Tax Division for an experienced Tax Compliance Officer to manage a portfolio of tax clients. · At Moore we value collaboration and teamwork ...
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Business Enablement
23 hours ago
HeadHunters Sandton, South Africa**Reference** · - PE002324/RW**Location** · - Gauteng, Sandton**Salary Interval** · - Monthly**Package** · - None-negotiable**Description** · **Our client in the Financial Services industry **is currently looking to employ a Business Enablement - Advice** **based in Sandhurst (Sa ...
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Risk & Compliance Manager
2 days ago
OMK Personnel Sandton, South Africa**Job purpose** · Support the overall business strategy by managing the risk and compliance frameworks and programmes within Nutun Transact and Nutun Credit Health. · **Qualification** · - Professional Risk Manager (PRM) certification is preferred. · - At least 6 years of experie ...
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Compliance Manager
3 days ago
Asource Sandton, South Africa**Qualification and Experience** · Legal, Risk or Compliance related degree or equivalent. CISA membership would be advantageous. · 3-5+ Years experience in a Compliance environment and/ or managing/ leading a Compliance team preferably in the Financial Services sector. · Previou ...
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Compliance Manager
3 days ago
Excellerate Sandton, South Africa**Main purpose / objective of the position**: · Ensuring that all business units within the Group conduct their business in full compliance with all applicable national and international laws and regulations that pertain to the relevant service lines, as well as accepted professi ...
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Guidance Officer
23 hours ago
Discovery Ltd. Sandton, South Africa**Business Unit**:Discovery Central Services**Function**:Compliance**Date**:19-Jan-2023**Senior Compliance Guidance Officer: Invest Administration** · **About Discovery** · - Discovery's core purpose is to make people healthier and to enhance and protect their lives. We seek out ...
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Legal & Governance Associate
2 days ago
Experian Sandton, South AfricaCompany Description · Experian is the world's leading global information services company. During life's big moments — from buying a home or a car to sending a child to college to growing a business by connecting with new customers — we empower consumers and our clients to manage ...
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Head: Tax Cib
3 days ago
Absa Bank Limited Sandton, South AfricaBring your possibility to life Define your career with us · - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to rese ...
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Manager: Group Regulatory Compliance
2 days ago
Barloworld Ingrain Sandton, South Africa**Manager: Group Regulatory Compliance** · **Barloworld Corporate Office** · **Location: Sandton** · **Reporting to: Group Legal Counsel** · **Core purpose of the role **To manage regulatory risk and changes impacting Barloworld by developing and implementing appropriate measures ...
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Regulatory Change Officer
3 days ago
Discovery Ltd. Sandton, South Africa**Business Unit**:Discovery Central Services**Function**:Compliance**Date**:5 Jun 2023- Discovery Group Compliance- Regulatory Change Officer- About Discovery · Discovery's core purpose is to make people healthier and to enhance and protect their lives. We seek out and invest in ...
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Commercial Business Manager
3 days ago
Bidvest Bank Sandton, South Africa**Primary Purpose** · The successful incumbent will be responsible for collating and reporting on Business Performance across Bidvest Financial Services and reporting on stakeholder engagement, i.e., stakeholders, Boards and Exco at monthly, quarterly, regulatory times. You will ...
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Office Intern
3 days ago
Pele Energy Group Sandton, South Africa**Internship Opportunity For Persons With Disabilities** · Pele Energy Group is offering opportunities for persons with disabilities to participate in a 12 month internship programme. · **The role** · The Office Intern will be responsible for providing administrative and office s ...
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Senior Tax Manager
3 days ago
Absa Bank Limited Sandton, South AfricaBring your possibility to life Define your career with us · - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to rese ...
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Operations Analyst
2 hours ago
Absa Bank Limited Sandton, South AfricaBring your possibility to life Define your career with us · - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to rese ...
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Asset Management Administrator
2 hours ago
RecruitAGraduate Sandton, South Africa**Job Information**: · Job Opening ID · ZR_1587_JOB · Hours of work · Full-time · Location Type · In Office · Industry · Financial Services · Salary · R R25 000 · Remuneration Term · Per Month · Province · Gauteng · City · Sandton · Country · South Africa · - · **Responsibilities ...
Legal and Compliance Officer - Sandton, South Africa - EMPIRE RECRUITMENT
Description
An investment firm requires the expertise of a Legal and Compliance Officer.
The candidate shall have:
The role shall include: