Compliance Manager - Sandton, South Africa - Asource

Asource

Verified Company

Sandton, South Africa

1 week ago

Posted by:

Thabo Mthembu

beBee Recruiter

Description

Qualification and Experience
Legal, Risk or Compliance related degree or equivalent. CISA membership would be advantageous.

3-5+ Years experience in a Compliance environment and/ or managing/ leading a Compliance team preferably in the Financial Services sector.

Previous FICA or AML Compliance Officer experience required. Sarbanes-Oxley (SOX) Act and Insurance compliance experience is advantageous.

Key Responsibilities
Ensure compliance with the NCA, FAIS, FICA, POPIA and any other applicable legislation.

Roll-out and monitor the implementation of the Risk Management and Compliance (RMCP) program and provide input into the same as part of the enhancement process.

Ensure efficient and effective running of the daily compliance operational activities.

Assist in communicating key aspects of the compliance policies and frameworks to business stakeholders.

Take ownership for the compilation and review of compliance policies and procedures. Monitor and execute on the outputs of the compliance dashboards.

Review new/ existing processes and products to identify and mitigate compliance risk and sign-off on the same.

Be proactive and monitor changes to the regulatory landscape and provide the necessary compliance advice and guidance to business partners.

Assist in the design, development and delivery of compliance awareness and training interventions.

Efficiently attend to requests from our sponsoring bank and build good relationships with your corresponding counterparts.

Ensure that the fraud and ethics hotline queries are followed up on timeously and receive sufficient resolution.

Assist to produce/ contribute to the Compliance quarterly board reporting.

Ensure that any outstanding compliance allocated internal audit actions are closed within deadline; and

Assist with the annual SOX process - perform and review control adequacy and effectiveness testing, compile written reports on findings, and liaise with and report to Senior Management.

Key Stakeholders:

Senior and executive management Audit Committee

The organisation's sponsoring bank

Regulatory /Industry Bodies viz. the NCR, FIC, FSCA, BASA and other relevant regulators

Job Types:
Full-time, Permanent

Salary:
R800, R864,000.00 per year

Experience: