Jobs
>
Compliance Officer
>
Johannesburg

    Compliance Officer - Johannesburg, South Africa - JenRec Recruitment

    JenRec Recruitment
    JenRec Recruitment Johannesburg, South Africa

    3 days ago

    Default job background
    Description

    Professional Qualifications & Experience:

    Bachelors degree in finance, accounting, business, or law.
    CA(SA) with articles will be advantageous.
    Several years of relevant work experience in compliance, regulatory affairs, risk management, or a related field.
    Experience in developing and implementing compliance programs.
    Familiarity with industry-specific regulations and standards.


    Responsibilities:

    • Ensuring compliance across all existing legal
    • Monitor and support the Finance, Operational and Commercial functions to ensure adherence to local and Group policies.
    • Engage various key stakeholders in the business and within the Group
    • Expected to travel from time to time.
    • Extensive experience in the finance domain.
    • Compliance to various Group reporting requirements.
    • Monitor business adherence of key deliverables as required by the Group Internal Audit and Balance Sheet Review agendas.
    • Reviewing various legal agreements and coordinating external reviews with any necessary external law firms if deemed necessary.
    • Develop and Implement Compliance Policies:
    • Formulate, revise, and implement company-wide compliance policies and procedures.
    • Ensure that policies align with applicable local laws and regulations.
    • Ensure that the following Regional and internal policies are implemented and adhered to:

    Export Control and Sanctions

    Data Protection

    Group Trade Policy

    Business Partners

    Entity Internal Control Self-Assessment (ICSA)

    Africa Regional Delegation of Authority (DoA)

    • Conduct regular compliance audits to identify and address potential areas of risk.
    • Ensure compliance with all Group deadlines, including those related to internal policies, Internal Audit, Business Balance Sheet Review, or any other Group compliance-related deadline.
    • Maintain and update a compliance risk register.
    • Provide training to employees on compliance-related matters.
    • Raise awareness of compliance standards and expectations.
    • Assist the HR function to monitor adherence to the Group compliance training requirements.
    • Ensure timely and accurate submission of required regulatory reports.
    • Stay informed about changes in relevant laws and regulations.
    • Investigate reports of potential non-compliance and implement corrective actions.
    • Collaborate with relevant departments to resolve compliance issues.
    • Maintain accurate and up-to-date records related to compliance activities.
    • Develop and maintain a document control system for compliance documents.
    • Serve as the primary contact and attend various internal meetings with Divisional compliance stakeholders.
    • Regularly communicate with Africa Regional stakeholders regarding compliance updates and changes.
    • Collaborate with internal departments to promote a culture of compliance.
    • Serve as the primary point of contact for regulatory agencies.
    • Coordinate external reviews and audits with law firms and regulatory bodies.

    Key Competencies & Personal Attributes:

    • Good team player who understands the importance of meeting deadlines.
    • Thrives in a busy, challenging environment.
    • An excellent communicator.
    • Fluent in English.
    • Ability to understand broader business issues and risks.
    • Commercial awareness.
    • Highly organized
    • Problem solving skills
  • Placement Dynamics

    Compliance Officer

    1 day ago

    Placement Dynamics Johannesburg, South Africa

    **FAIS COMPLIANCE OFFICER** · **Location**:Johannesburg**, **Gauteng · **Contract Type**:Permanent · **Job Level**:Professional / Approved Compliance Officer · **Appointment Date**:March 2023 or as soon as available thereafter · **Remuneration**:R 55 000, 00 CTC · **Role Descript ...

  • Kamo Placements

    Compliance Officer

    6 days ago

    Kamo Placements Johannesburg, South Africa

    The Compliance Officer is responsible for assisting and supporting Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the COMP ...

  • African Unity Life Ltd

    Compliance Officer

    1 week ago

    African Unity Life Ltd Johannesburg, South Africa

    An authorised financial services provider, operating within the Life insurance industry in South Africa, requires the services of a **Compliance Officer**. · Job Summary: · **We are seeking a diligent and proactive Compliance Officer to ensure the highest standards of compliance ...

  • SET Recruitment Consultants

    Compliance Officer

    1 day ago

    SET Recruitment Consultants Johannesburg, South Africa

    **Compliance Officer** · **Market-related Salary** · **Johannesburg** · **Role Purpose** · The role of the Compliance Officer is to focus on the implementation and management of an effective legal compliance program - focusing on global electrical safety standards while ensuring ...

  • Boardroom Appointments

    Compliance Officer

    6 days ago

    Boardroom Appointments Johannesburg, South Africa

    **Key purpose**: · To support the Group Compliance Officer in the enablement of the Group Compliance Management System. · **Duties and responsibilities**: · - Execute compliance activities based on the risk-based regulatory and ethics compliance plan in order to provide assurance ...

  • Jenrec

    Compliance Officer

    3 days ago

    Jenrec Johannesburg, South Africa

    The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and ...

  • Kamo Placement

    Compliance Officer

    6 days ago

    Kamo Placement Johannesburg, South Africa

    Gauteng, JHB - Northern Suburbs · - R R Annually Cost To Company (Market related, Negotiable) · Minimum qualification: Bachelors Degree · - Minimum of 2 to 3 years relevant and practical compliance risk management or legal experience · - Member of the Compliance Institute of Sout ...

  • Workspace Recruitment

    Compliance Officer

    6 days ago

    Workspace Recruitment Johannesburg, South Africa

    DUBAI OPPORTUNITY:A Tobacco company, a prominent player in the tobacco industry with global Offices is currently seeking a Compliance Officer for their Dubai offices. · The company offers relocation assistance, and all related expenses will be covered. Additionally, Dubai has a t ...

  • Mass Staffing Projects

    Compliance Officer

    1 day ago

    Mass Staffing Projects Johannesburg, South Africa

    **Job Information** · - Location- Johannesburg- Salary- R450k - R400k- Job Type- Permanent- Education- BCom Law / LLB- Experience Years- Reference FGCOMP01- · - Fax A leading, forward thinking bank based in Sandton is currently looking for a Compliance Officer. You should have p ...

  • Nedbank

    Compliance Officer

    1 week ago

    Nedbank Johannesburg, South Africa

    **Job Classification** · - **REQ: Refilwe Falatsi**: · - **Division: Nedbank Insurance | Governance**: · - **Closing Date: 15 March 2024**: · - **Employment Equity Statement: Preference will be given to individuals from underrepresented groups.** · - Job Family- Risk, Audit and C ...

  • Jenrec Pty Ltd

    Compliance Officer

    6 days ago

    Jenrec Pty Ltd Johannesburg, South Africa

    **Purpose of the role**: · The Africa Regional Compliance Officer will be responsible for ensuring that all legal entities comply with all relevant laws, regulations, and internal policies. The role involves developing and implementing an effective compliance program, conducting ...

  • Gauteng Partnership Fund

    Compliance Officer

    1 week ago

    Gauteng Partnership Fund Johannesburg, South Africa

    **JOB LEVEL : Paterson grade C Band** · **KEY PERFORMANCE AREAS** · **Compliance Implementation** · - Conducts reviews of and implements the approved compliance framework · - Develops a comprehensive compliance programme and monitoring plan that is integrated with the GPF's strat ...

  • FirstRand

    Compliance Officer

    1 day ago

    FirstRand Johannesburg, South Africa

    Job Description · Compliance officers assist teams within their company in developing, implementing, maintaining and supporting compliance programs · Hello Future Compliance Monitoring Specialist · Welcome to FNB, the home of the #changeables. We design for the shapeshifters and ...

  • EY

    Compliance Officer

    1 week ago

    EY Johannesburg, South Africa

    **Role Overview**: · The Compliance Officer plays a crucial role in ensuring an organization's adherence to legal and regulatory requirements and mitigating risks. This role involves analysing legal and regulatory frameworks, assistance in the compilation and maintenance of a com ...

  • Nedbank

    Compliance Officer

    1 day ago

    Nedbank Johannesburg, South Africa

    **Job Classification** · - **REQ: Refilwe Falatsi**: · - **Division: Nedbank Insurance | Governance**: · - **Closing Date: 6 December 2023**: · - **Employment Equity Statement: Preference will be given to individuals from underrepresented groups.** · - Job Family- Risk, Audit and ...

  • Nedbank

    Compliance Officer

    1 day ago

    Nedbank Johannesburg, South Africa

    **Job Classification** · - Job Family- Risk, Audit and Compliance · - Career Stream- Regulatory Compliance · - Leadership Pipeline- Manage Self: Professional · - FAIS Affected**Job Purpose** · - Management and oversight of the Key Individual oversight process(which includes Compl ...

  • Galaxy Bets (Pty) Ltd

    Compliance Officer

    6 days ago

    Galaxy Bets (Pty) Ltd Johannesburg, South Africa

    Performing compliance monitoring on sites based on legislation, licence conditions and internal controls using a risk-based approach · - Evaluating the adequacy of internal controls and amending as needed · - Completion of detailed working papers, checklists and reports for all m ...

  • Nedbank

    Compliance Officer

    1 week ago

    Nedbank Johannesburg, South Africa

    Job Family- Risk, Audit and Compliance- Career Stream- Regulatory Compliance · - Leadership Pipeline- Manage Self: Professional · **Job Purpose** · - To monitor and provide assurance on the adherence to compliance practices in client facing clusters to ensure compliance risks are ...

  • Nedbank

    Compliance Officer

    3 days ago

    Nedbank Johannesburg, South Africa

    Job Family- Risk, Audit and Compliance · - Career Stream- Regulatory Compliance · - Leadership Pipeline- Manage Self: Professional · **Job Purpose** · - To assist with management of compliance risk in the CIB business areas by ensuring compliance with the Compliance Framework and ...

  • Duke South Africa (pty) LTD

    Document Compliance Officer

    1 week ago

    Duke South Africa (pty) LTD Johannesburg, South Africa

    **Job Title: Document Compliance Officer (BBBEE & Economic Development)** · **Company Name**: Duke South Africa (PTY) LTD · **Location**: Morningside, Johannesburg, 2163 · **Job Type**: Contract · **Responsibilities**: · - Responsible for the accurate and timely maintenance of al ...