Compliance Officer - Johannesburg, South Africa - Nedbank

Nedbank

Verified Company

Johannesburg, South Africa

1 week ago

Posted by:

Thabo Mthembu

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Job Classification

REQ:

Refilwe Falatsi:

Division: Nedbank Insurance | Governance:

Closing Date: 15 March 2024:

Employment Equity Statement:
Preference will be given to individuals from underrepresented groups.

Career Stream

Leadership Pipeline

Manage Self: Professional
FAIS Affected
Job Purpose
To monitor and provide assurance on the adherence to compliance practices in client facing clusters to ensure compliance risks are managed and reported across Nedbank.

Responsibilities:

Monitor compliance risks and determine the state of compliance in client facing Clusters.
Ensure compliance requirements are adhered to and adequate compliance risk management practices implemented.
Execute the annual compliance riskbased program.
Provide input, review and ensure accurate reporting and articulation of compliance.
Provide guidance in the completion of subsidiary compliance risk monitoring programs.
Provide advice and/or input to internal stakeholders on possible contraventions of compliance risks through early detection.
Maintain relationships with internal stakeholders by establishing partnerships in managing compliance risks.
Engage with stakeholders formally through determining scope of work, understanding and identifying client needs.
Develop collaborative relationship with the Compliance Institute of South Africa (CISA).
Contribute to a culture of transformation goals by participating in Nedbank culture building initiatives, including CSI.

People Specification

Preferred Qualification

Post Graduate Diploma: Risk Management, Advanced Diplomas
Essential Certifications
Preferred Certifications
Compliance Institute of South Africa (CISA) preferred, not essential
FSCA Phase 1 Compliance Officer approval preferred, not essential
Minimum Experience Level years experience in risk management of which 5 years in a compliance related role
Technical / Professional Knowledge
Change management
Cluster specific operations
Compliance reporting
Governance, Risk and Controls
Relevant regulatory knowledge
Relevant software and systems knowledge
Reputational risk management
Risk management process and frameworks
Stakeholder management
Codes of Good Governance