Business Enablement - Sandhurst, South Africa - PikUniq

PikUniq Sandhurst, South Africa

3 days ago

Full time

Description

Attention:

Please note that the hiring team responsible for this position will be using the PikUniq platform for candidate screening and conducting one-way interviews.

Each application received will be carefully evaluated and screened. Further information on how to get started will be provided.

We are looking forward to receiving your application.

Position:
Business Enablement – Advice review

Location:
Sandhurst, Johannesburg

About the role:

The Business Enablement:

Advice Review role is required to manage advice risk in the business by monitoring and driving quality assurance and adherence to internal compliance requirements Advisor offices.

Including in-depth analysis of advice scores and reports (both internally and externally) to identify risks and manage them proactively in an efficient, impactful, relevant and sustainable manner.

Minimum requirements:

Relevant degree (candidates without a relevant degree with extensive compliance experience may be considered).
Experience in Compliance in the Financial Services Industry
Experience in Financial Planning would be an advantage (Certified Financial Planner would be a benefit) but not a pre-requisite
Computer skills and must be proficient in MS Office.

Skills

In-depth knowledge of the requirements, implementation and application of FAIS, Risk Based Approach towards Customer Due Diligence, and PoPlA rules and regulations. Knowledge and understanding of financial services

Remuneration:
R25 000 – R35 000

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