Jobs
>
Johannesburg

    Risk and Compliance Officer - Johannesburg, South Africa - Manpower Group SA (Pty) Ltd

    Manpower Group SA (Pty) Ltd
    Manpower Group SA (Pty) Ltd Johannesburg, South Africa

    1 day ago

    Default job background
    Description

    My client a large, well established insurer is looking for a dynamic and energetic individual to fill the Risk and Compliance Officer position in the Risk and Compliance Department.


    A specialist with a high attention to detail and who has the ability to ensure FAIS and FICA compliance is met.

    Someone who fully understands the Financial Services Industry, as well as the processes within an FSP environment.

    The ideal candidate will also have excellent verbal and written communications skills and the ability to provide feedback and coaching where needed.


    JOB PURPOSE

    The incumbent will be primarily responsible for the development and monitoring implementation of business risk and compliance framework as well as provide assurance on industry and regulatory compliance programs in line with prevailing legislative environment governing the financial sector in insurance.


    REQUIREMENTS
    ✓ Degree in Law
    ✓ Certified Anti Money Laundering Specialist (CAMS) will be an added advantage
    ✓ 2-5 years compliance-related experience
    ✓ Experience in the insurance and financial services industry (preferred)


    OPERATIONAL GOVERNANCE
    ✓ Assist with the operational implementation of the Group Governance Framework.
    ✓ Draft and review operational governance policies.
    ✓ Manage operational governance processes, e.g. drafting and updating of delegation of authority.


    KNOWLEDGE
    ✓ Knowledge and understanding of legal principles and ability to interpret legislation.
    ✓ In depth knowledge of the requirements, implementation, and application of FAIS, FICA, TCF, PoPIA.
    ✓ Knowledge and understanding of compliance risk management principles.
    ✓ Knowledge and understanding of the Financial Services Industry.
    ✓ Knowledge of other legislation applicable to the business, e.g. Collective Investment Schemes Control Act, Companies Act, employment law.


    COMPETENCIES REQUIRED
    ✓ Strong interpersonal, facilitation and presentation skills
    ✓ Self-driven
    ✓ Upholding standards
    ✓ Stakeholder management
    ✓ Cross-functional collaboration
    ✓ Strong analysis, planning and organizational skills
    ✓ Computer literacy
    ✓ Meticulous and ability to work accurately under pressure
    ✓ Ability to apply self-confidence and self-regulation
    ✓ Trustworthiness and conscientiousness by taking responsibility for personal performance
    ✓ Loyalty toward the organisation
    ✓ Commitment by aligning with organisational goals
    ✓ Ability to be assertive
    ✓ Attention to detail
    ✓ Controlled decision-making process
    ✓ Confidentiality and time management / prioritising
    ✓ Planning and scheduling workability to manage projects and processes
    ✓ Listening and organising ability to understand, organise, analyse, and respond appropriately
    ✓ Communication skills by remaining professional and applying effective communication in all areas
    ✓ Flexibility relating to work dealings, assist when required even if it's not in your job description
    ✓ Enthusiasm for learning and self-improvement
    ✓ Be able to work accurately and effectively in a highly pressurised environment
    ✓ Accountability and a team player
    ✓ Meeting the competence, qualifications, and experience requirements to be registered as a Compliance Officer with the Financial Sector Conduct Authority would be advantageous
    ✓ 3-6 years' experience as a Compliance Officer in the Financial Services Industry
    ✓ A thorough understanding and knowledge of compliance risk management and monitoring programmes
    ✓ A thorough understanding and knowledge of the regulatory requirements impacting on the various businesses (e.g. FAIS, FICA, LTIA, PPR, POPIA)
    ✓ Degree in Compliance / Legal or a similar field
    ✓ Ability to learn and adapt
    ✓ Analytical skills and the ability to work in a methodical and organized manner
    ✓ Proactive and resourceful and takes initiative.


    DUTIES AND RESPONSIBILITIES
    ✓ Establishing, implementing, and maintaining a regulatory compliance management framework and function within the business in accordance with the overall risk management framework and group and licence holder requirements.
    ✓ Creation of compliance risk management plans and the monitoring of compliance in terms thereof.
    ✓ Management of compliance functions within the various regions of the business, where applicable, and external compliance providers.
    ✓ Assisting business in creating processes to mitigate the identified compliance risks within the business.
    ✓ Conduct SOPs conformance testing on all SOPs relating to prevailing legislation and processes and track management actions developed to address issues identified.
    ✓ Drafting and implementation of compliance policies.
    ✓ Training of employees on compliance policies and legislation, including the drafting of training material.
    ✓ Addressing compliance related queries from within the business.
    ✓ Creating a compliance culture within the business.
    ✓ Reporting to management, the stakeholder, and the relevant regulators on compliance on the business.
    ✓ Advising business on regulatory changes which may impact compliance management within the business.
    ✓ Establishing and maintaining relationships with regulators and other internal and external stakeholders.
    ✓ Complaint investigation and management.
    ✓ Enable the business to acquire new business within the legislative and operational framework.
    ✓ Ensure the reporting of cash transactions and suspicious transactions on a timely basis to the MD.
    ✓ Maintaining an ongoing profile of key risks and emerging trends across the business.
    ✓ Monitor and keep up to date with risk management, compliance, and legislative developments domestically and internationally.
    ✓ Maintain the operational Risk Register and track management actions. Collate and report risk events and corrective action taken.
    ✓ Implement the Legal Risk Management Programme and monitor all legal affairs with the business.
    ✓ Maintain awareness of regulatory framework and specific obligations within Financial Advisory and Intermediary Services (FAIS) Act, code of conduct, and requirements.
    ✓ Consult on an on-going basis with Operational managers to ensure conformance with applicable laws and regulations.
    ✓ Manage, oversee and monitor Financial Advisory and Intermediary Services (FAIS) compliance to ensure that representatives comply with all financial soundness requirements, licence conditions and annual levies.
    ✓ Perform statistical sampling and monitoring.
    ✓ Maintain register of representatives and informs Registrar of any changes.
    ✓ Responsible for the control of the Anti-Money Laundering and Anti-Money Laundering Foreign Account Tax Compliance Act (FATCA) regulations.
    ✓ Analyse received documents and interact with the Office Manager to advise if received documents are acceptable.
    ✓ Responsibility includes monitoring and validation of investor files, technical and documentary support to investor teams, updating of operational procedures and participation in compliance committees.
    ✓ Identify potential areas of compliance vulnerability and risk, develop, and implement corrective action plans for resolution of problematic issues, and provide general guidance on how to avoid or deal with similar situations in the future.
    ✓ Provide Compliance reports to Management so as to mitigate risk and assess success.
    ✓ Ensure effective risk management and internal control for area of responsibility.
    ✓ Administrative duties related to the above.


    Please note only shortlisted candidates will be contacted
  • SET Recruitment Consultants

    Compliance Officer

    13 hours ago

    SET Recruitment Consultants Johannesburg, South Africa

    **Compliance Officer** · **Market-related Salary** · **Johannesburg** · **Role Purpose** · The role of the Compliance Officer is to focus on the implementation and management of an effective legal compliance program - focusing on global electrical safety standards while ensuring ...

  • Placement Dynamics

    Compliance Officer

    13 hours ago

    Placement Dynamics Johannesburg, South Africa

    **FAIS COMPLIANCE OFFICER** · **Location**:Johannesburg**, **Gauteng · **Contract Type**:Permanent · **Job Level**:Professional / Approved Compliance Officer · **Appointment Date**:March 2023 or as soon as available thereafter · **Remuneration**:R 55 000, 00 CTC · **Role Descript ...

  • Workspace Recruitment

    Compliance Officer

    5 days ago

    Workspace Recruitment Johannesburg, South Africa

    DUBAI OPPORTUNITY:A Tobacco company, a prominent player in the tobacco industry with global Offices is currently seeking a Compliance Officer for their Dubai offices. · The company offers relocation assistance, and all related expenses will be covered. Additionally, Dubai has a t ...

  • African Unity Life Ltd

    Compliance Officer

    1 week ago

    African Unity Life Ltd Johannesburg, South Africa

    An authorised financial services provider, operating within the Life insurance industry in South Africa, requires the services of a **Compliance Officer**. · Job Summary: · **We are seeking a diligent and proactive Compliance Officer to ensure the highest standards of compliance ...

  • Kamo Placements

    Compliance Officer

    4 days ago

    Kamo Placements Johannesburg, South Africa

    The Compliance Officer is responsible for assisting and supporting Departments in complying with the all applicable regulatory requirements (i.e. Laws, Regulations and Supervisory requirements (i.e. rules, codes and self-regulatory organizational standards) applicable to the COMP ...

  • Kamo Placement

    Compliance Officer

    4 days ago

    Kamo Placement Johannesburg, South Africa

    Gauteng, JHB - Northern Suburbs · - R R Annually Cost To Company (Market related, Negotiable) · Minimum qualification: Bachelors Degree · - Minimum of 2 to 3 years relevant and practical compliance risk management or legal experience · - Member of the Compliance Institute of Sout ...

  • Boardroom Appointments

    Compliance Officer

    4 days ago

    Boardroom Appointments Johannesburg, South Africa

    **Key purpose**: · To support the Group Compliance Officer in the enablement of the Group Compliance Management System. · **Duties and responsibilities**: · - Execute compliance activities based on the risk-based regulatory and ethics compliance plan in order to provide assurance ...

  • Jenrec

    Compliance Officer

    1 day ago

    Jenrec Johannesburg, South Africa

    The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and ...

  • EY

    Compliance Officer

    1 week ago

    EY Johannesburg, South Africa

    **Role Overview**: · The Compliance Officer plays a crucial role in ensuring an organization's adherence to legal and regulatory requirements and mitigating risks. This role involves analysing legal and regulatory frameworks, assistance in the compilation and maintenance of a com ...

  • Gauteng Partnership Fund

    Compliance Officer

    6 days ago

    Gauteng Partnership Fund Johannesburg, South Africa

    **JOB LEVEL : Paterson grade C Band** · **KEY PERFORMANCE AREAS** · **Compliance Implementation** · - Conducts reviews of and implements the approved compliance framework · - Develops a comprehensive compliance programme and monitoring plan that is integrated with the GPF's strat ...

  • Nedbank

    Compliance Officer

    1 week ago

    Nedbank Johannesburg, South Africa

    **Job Classification** · - **REQ: Refilwe Falatsi**: · - **Division: Nedbank Insurance | Governance**: · - **Closing Date: 15 March 2024**: · - **Employment Equity Statement: Preference will be given to individuals from underrepresented groups.** · - Job Family- Risk, Audit and C ...

  • Jenrec Pty Ltd

    Compliance Officer

    4 days ago

    Jenrec Pty Ltd Johannesburg, South Africa

    **Purpose of the role**: · The Africa Regional Compliance Officer will be responsible for ensuring that all legal entities comply with all relevant laws, regulations, and internal policies. The role involves developing and implementing an effective compliance program, conducting ...

  • Galaxy Bets (Pty) Ltd

    Compliance Officer

    4 days ago

    Galaxy Bets (Pty) Ltd Johannesburg, South Africa

    Performing compliance monitoring on sites based on legislation, licence conditions and internal controls using a risk-based approach · - Evaluating the adequacy of internal controls and amending as needed · - Completion of detailed working papers, checklists and reports for all m ...

  • Nedbank

    Compliance Officer

    1 day ago

    Nedbank Johannesburg, South Africa

    Job Family- Risk, Audit and Compliance · - Career Stream- Regulatory Compliance · - Leadership Pipeline- Manage Self: Professional · **Job Purpose** · - To assist with management of compliance risk in the CIB business areas by ensuring compliance with the Compliance Framework and ...

  • Nedbank

    Compliance Officer

    6 days ago

    Nedbank Johannesburg, South Africa

    Job Family- Risk, Audit and Compliance- Career Stream- Regulatory Compliance · - Leadership Pipeline- Manage Self: Professional · **Job Purpose** · - To monitor and provide assurance on the adherence to compliance practices in client facing clusters to ensure compliance risks are ...

  • The Recruitment Council

    Compliance Officer Sandton

    5 days ago

    The Recruitment Council Johannesburg, South Africa

    Are you an experienced Compliance Officer with a passion for ensuring regulatory adherence in the financial industry? An esteemed Banking Institution is currently seeking a dynamic and skilled professional to join their Compliance team. To monitor and provide assurance on the adh ...

  • Rand Water

    Business Compliance Officer

    4 days ago

    Rand Water Johannesburg, South Africa

    **Job Advert Summary**: Rand Water is currently looking for a Business Compliance Officer, at their Head Office in Glenvista. The Business Compliance Officer will provide specialist functional support to the Bulk Water Services Portfolio on responsibilities relating to the corpor ...

  • Duke South Africa (pty) LTD

    Document Compliance Officer

    1 week ago

    Duke South Africa (pty) LTD Johannesburg, South Africa

    **Job Title: Document Compliance Officer (BBBEE & Economic Development)** · **Company Name**: Duke South Africa (PTY) LTD · **Location**: Morningside, Johannesburg, 2163 · **Job Type**: Contract · **Responsibilities**: · - Responsible for the accurate and timely maintenance of al ...

  • Nedbank

    Senior Compliance Officer

    1 week ago

    Nedbank Johannesburg, South Africa

    **Job Classification** · **Requisition ** · **Location**: · - 135 Rivonia Road, Sandton**Cluster -** Wealth Cluster - Nedbank Insurance Division, Distribution business unit**Closing Date** - 24 March 2023**Please note · - Preference will be given to applicants from Underrepresent ...

  • Ultra Personnel

    Risk and Compliance Officer

    4 days ago

    Ultra Personnel Johannesburg, South Africa

    Degree in Law · Certified Anti Money Laundering Specialist (CAMS) will be an added advantage · Minimum of 2-5 years compliance-related experience is essential · Insurance and financial services industry experience is preferred · Primarily you will be responsible for the developme ...