Compliance Data Analyst - Cape Town, South Africa - Tracking Talent: a WilsonHCG Company

Tracking Talent: a WilsonHCG Company

Verified Company

Cape Town, South Africa

2 weeks ago

Posted by:

Thabo Mthembu

beBee Recruiter

Description

Opportunity for a Compliance Data Analyst with 1 -2 years to join a niche Investment Compliance team and gain excellent exposure and growth.

This role will involve providing compliance data collation and analysis expertise to an investment compliance team supporting a diversified financial service offering, which includes Investment Management, Fund Services, Wealth Management and Retirement Fund solutions.

DUTIES AND RESPONSIBILITIES

Collation and analysis of data required for portfolios that are compliant with REG28, CISCA, SARB and ASISA
Classification of instruments in terms of Regulation 28,ASISA, SARB(QAAR,C243,C48,B16)
Liaising with asset managers to collate all portfolio holdings and lookthrough data in various reporting systems
Assisting with ASISA, FSCA and SARB quarterly reporting
Assisting with breach investigation and reporting
Assist with ensuring correct rule setup on various compliance and reporting systems
Compliance Static Data Management
Takes responsibility for own training and education on Legislation
Working with the data management team in order carry out instrument data reviews, "cleanups" and pass on knowledge around compliance aspects of static instrument data and data management
Adhoc investment and regulatory compliance tasks, as required

REQUIRED SKILLS AND EXPERIENCE

Relevant tertiary qualification, in :
finance/ commerce/ law/ information technology and systems (or studying towards a relevant tertiary qualification)

Approximately 12 years' experience in a Compliance Data related role gained from an Asset Management/related environment.
Sound foundational understanding and exposure to the various applicable legislations including, but not limited to: o CISCA, SARB Classifications, Reg 28, Board Notice 90 and Board Notice 5
Knowledge of ASISA Standard and associated Guidelines
Sound foundation understanding and exposure to financial markets
Ability to work with large volumes of data from different systems and distil data for regulatory reporting purposes (SARB, Reg 28 submissions)
Preferably exposure to relevant investment systems as well as Compliance software i.e. Statpro, Thinkfolio, Moonfire.
Strong Excel skills