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  • Compliance Specialist - Johannesburg - Network Recruitment

    Network Recruitment
    Network Recruitment Johannesburg

    1 month ago

    Network Recruitment background
    Description

    Job Description:

    As a Compliance Specialist, you will be responsible for ensuring the organization's compliance with regulatory requirements, with a focus on employee benefits, pension funds, and the Financial Advisory and Intermediary Services (FAIS) Act.

    Duties and Responsibilities:

    • Monitor and ensure adherence to all relevant regulations and industry standards, including those related to employee benefits, pension funds, and FAIS.
    • Develop, implement, and maintain compliance policies and procedures tailored to the financial services industry.
    • Conduct regular audits and assessments to ensure ongoing compliance with internal policies and external regulations.
    • Oversee compliance aspects related to employee benefits programs, including health insurance, retirement plans, and other benefits.
    • Ensure compliance with regulations governing pension funds and related investment activities.
    • Manage compliance with the FAIS Act, including ensuring that advisory and intermediary services meet regulatory standards.
    • Provide training and guidance to staff on compliance-related matters and industry regulations.
    • Prepare and submit required regulatory reports and documentation in a timely and accurate manner.

    Requirements:

    • BCom in Law/LLB Degree
    • Diploma/Certification in Compliance management (advantageous)
    • Minimum 5-6 years of experience in compliance management in the financial services sector
    • FAIS experience required
    • Experience with employee benefits and pension funds (advantageous)
    • Excellent communication and report writing skills

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