Senior Compliance Officer - Sandton - The Recruitment Council

    The Recruitment Council
    The Recruitment Council Sandton

    6 days ago

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    Description

    Senior Compliance Officer

    We are seeking an exceptional Senior Compliance Officer to assist the management team with the coordination, facilitation, and management of compliance and advice. The successful individual will create analytical tools, report on regulatory, reputational, and compliance risk, and develop networks to minimize potential litigation/penalties and increase shareholder value.

    Job Responsibilities:

    • Collaborate with Business Unit managers to monitor compliance and advice risks, providing guidance and expert advice to compliance officers and Group Internal Audit.
    • Develop innovative solutions aligned with the company's strategic direction, creating new ways to solve problems.
    • Synthesize data to develop and enhance tools measuring Key Compliance Indicators and trends related to potential compliance and advice risk across sales, after-sales, product, and client lifecycles.
    • Manage Risk, Compliance, and Advice requirements to provide insights on regulatory, operational, and external developments, ensuring proactive awareness and management of compliance risk and advice issues.
    • Lead review of compliance-related regulatory changes through internal consultation, providing commentary on proposed legislation and offering proposals for alternative wording.
    • Provide Subject Matter Expert guidance on Compliance and Advice Related regulatory changes, overseeing the implementation of action plans to align with upcoming regulatory requirements.
    • Offer overview and reporting of Compliance and Advice risk status in insurance distribution to management and regulators.

    People Specification:

    • Establish a culture of innovation by championing continuous improvement in Conduct-Related Compliance Risk Management.
    • Formulate, maintain, and execute a strategic plan for Group Compliance: Compliance Services (Market Conduct Compliance Office), contributing to the development of the company's group strategy.
    • Drive Conduct-Related Compliance risk implementation by establishing performance monitoring structures, taking remedial action as necessary, and reporting on performance and engaging stakeholders.
    • Ensure sustainable business alignment by developing tools to measure conduct-related compliance risk across business structures, systems, processes, and people.
    • Meet company standards of staff performance by managing recruitment, development, training, and performance management of staff.

    Education and Experience:

    • Bachelors qualification in Law, Commerce, or Risk Management.
    • Postgraduate Diploma in Compliance.
    • FSCA approved FAIS Compliance Officer.
    • CISA accreditation.
    • Other professional designations in the field of expertise.
    • 7-10 years experience in Short Term Insurance Risk, Advice, Audit, and Compliance roles, with 5 years at a management level.

    Technical / Professional Knowledge:

    • Relevant regulatory knowledge.
    • Risk management process and frameworks.
    • Cluster Specific Operational Knowledge.
    • Governance, Risk, and Controls.
    • Compliance reporting.
    • Reputational risk management.
    • Stakeholder management.
    • Codes of Good Governance.

    Behavioural Competencies:

    • Decision Making.
    • Influencing.
    • Building Trusting Relationships.
    • Managing Work.
    • Quality Orientation.
    • Stress Tolerance.


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