Compliance Officer Port Elizabeth - Gqeberha - Hire Power Recruitment

    Hire Power Recruitment
    Hire Power Recruitment Gqeberha

    6 days ago

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    Description

    Compliance Officer (Financial Services)

    Our client is a national supplier of risk management services to independent financial advisors and other licensed financial service providers.

    Roles and Responsibilities:

    • Deliver quality compliance and risk management services to clients at a regional level.
    • Adhere to compliance requirements dictated by the FSCA.
    • Grow the Company's Eastern Cape client base by marketing all company services to non-company clients.
    • Market all services to the existing company client base.
    • Assist the company regionally with Virtual Compliance, Risk Management, Implementation, and other Sales Projects.
    • Deliver outsourced compliance functions to financial services clients and other FICA-accountable institutions.
    • Fulfill compliance functions required in terms of FAIS, FICA, and other applicable legislation and business requirements.
    • Establish a culture of compliance and provide a compliance risk framework to clients.
    • Assist clients to achieve TCF outcomes.
    • Perform all functions to the standard and deadlines set by the Regional Manager.
    • Provide clients with high-quality, personalized, and substantive reports.
    • Include clients in compliance processes and provide post-monitoring feedback.
    • Maintain records as required by the business.
    • Display behavior and attitudes that positively contribute to the well-being and development of the regional team, the company, and its clients.
    • SOURCE AND SIGN NEW CLIENTS.

    Qualifications and Experience:

    • Matric essential.
    • Tertiary Diploma (minimum of NQF level 5) or Degree in Legal/Accounting/Financial is essential.
    • A FSCA recognized qualification is advantageous.
    • Registered Category I (Category II if possible) Compliance Officer with the FSCA.
    • Minimum 5 years experience in compliance or risk management within the financial services industry.
    • Good working knowledge of compliance legislation viz FICA and FAIS.
    • Understanding and knowledge of risk management principles.
    • Computer literate (MS Office Suite).
    • Open to SA citizens with a clear criminal and credit history.
    • Valid unendorsed Driver's License, with own vehicle (preferred).

    Important Attributes:

    • Ownership mentality and willingness to take responsibility for tasks through to completion.
    • Attention to detail, goal-oriented, and a desire to achieve objectives.
    • Highly organized, good at multi-tasking and able to deal with people at all levels.
    • Exceptional verbal and written communication skills.
    • Able to work under pressure, independently and as part of a team.
    • Proficient presentation skills.

    Location: Port Elizabeth or East London Profile: Financial Services Industry Career Level: 3-5+ years Employment: Permanent, full-time E.E. / Non-EE: Open Working Hours: Monday to Friday, 08H00 - 16H30 Remuneration: Market-related basic (Pension Included) + Commission and Annual Performance Bonus

    Shortlisted candidates may be expected to complete and pass assessments before moving to the next stage of the recruitment process. Should you not be contacted within two weeks, please consider your application unsuccessful

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