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- Identify and manage all Regulatory requirements of the Group.
- Manage the completion of all commentary and/or impact assessments request from various RegulatoryBodies .
- Provide expert guidance and recommendation and ensure adherence to multiple laws and regulations.
- Demonstrate in depth understanding of key legislations such as the NCA, FAIS Act, POPIA, FIC and other applicable laws.
- Conduct compliance regulatory training.
- Execute on all Regulatory Compliance projects (end-end) within set timelines.
- Assist in filing regulatory reports to the respective regulators, keeping the Group in good standing with regulatory bodies.
- A completed Bachelor of Laws (LLB) Degree.
- Admission as an Admitted Attorney of the High Court of South Africa.
- Member of the Compliance Institute of SA.
- RE5 Accreditation.
- A minimum of 5 to 7 years experience in a Regulatory Compliance position, 3 years of which must have been in a Managerial role, in Financial Services.
- In-depth knowledge and experience, with Financial Products: Credit and Insurance.
Senior Manager - Durban, South Africa - Professional Sourcing
Description
Senior Manager - Regulatory Compliance (Insurance / Credit)
Location: La Lucia, KwaZulu-Natal
A reputable financial services group has an exciting opportunity for a Senior Manager - Regulatory Compliance.
Position Overview:
The successful candidate will provide advice, guidance, recommendations on the adherence of regulatorycompliance practices in client facing divisions (1st line)ensuring compliance regulatory risks are identified , assessed, and reported on for the Group.
One will be a trusted advisor to 1st line but maintain independence of mind as part of 2nd line.
Key Responsibilities:
Qualifications and Experience:
If you meet alltherequirements specified above, and interested to further the process, kindly contact Patricia Jacobs