- Relevant degree (candidates without a relevant degree with extensive compliance experience may be considered).
- Experience in Compliance in the Financial Services Industry
- Experience in Financial Planning would be an advantage (Certified Financial Planner would be a benefit) but not a pre-requisite
- Computer skills and must be proficient in MS Office.
- In-depth knowledge of the requirements, implementation and application of FAIS, Risk Based Approach towards Customer Due Diligence, and PoPlA rules and regulations. Knowledge and understanding of financial services
Business Enablement - Sandton, South Africa - PikUniq
Description
Attention: Please note that the hiring team responsible for this position will be using the PikUniq platform for candidate screening and conducting one-way interviews. Each application received will be carefully evaluated and screened. Further information on how to get started will be provided.
We are looking forward to receiving your application.
Position: Business Enablement – Advice review
Location: Sandhurst, Johannesburg
About the role: The Business Enablement: Advice Review role is required to manage advice risk in the business by monitoring and driving quality assurance and adherence to internal compliance requirements Advisor offices. Including in-depth analysis of advice scores and reports (both internally and externally) to identify risks and manage them proactively in an efficient, impactful, relevant and sustainable manner.
Requirements
Minimum requirements:
Skills
Benefits
Remuneration: R25 000 – R35 000