Head of Compliance: Investment - Cape Town, Western Cape, South Africa

This is a senior leadership role in a high-growth environment with heavy exposure to CASS & FCA regulation. · Lead and refine the firm's CASS framework · Own all FCA reporting and act as primary point of contact · ...

Senior Leadership Role in a High-Growth Environment with Heavy CASS & FCA Exposure. · ...

The role supports the Regulatory Compliance function by embedding a strong culture of compliance across the investment process, with a particular focus on mandates, trade monitoring and data integrity. · ...

The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers. · We will do more than simply 'empower' you. We will work to supercharge your unique skills and experience. · ...

· Reference: CTF022492-Bri-1 · Step into a pivotal leadership role as Head of Compliance, where you will take ownership of the firm's regulatory framework and safeguard its operational integrity. With significant responsibility for CASS oversight, client money regulations, gover ...

The Senior Portfolio Compliance Officer will oversee compliance activities for investment portfolios. · Develop, implement, and maintain compliance policies and procedures. · Monitor portfolios for regulatory compliance. · ...

Assume responsibility for the efficient functioning of the day-to-day responsibilities of the investment compliance area. · Interact with the compliance team and dealing team on the interpretation and implication of compliance on the various areas of the investment compliance fun ...

This is a hybrid 8-hour per week part-time Portfolio and Compliance Administrator role responsible for consistent administration compliance governance of Ikamva Labantu Empowerment Trust ILET underlying investment portfolio. ...

Assume responsibility for the efficient functioning of the day-to-day responsibilities of the investment compliance area. · ...

Assume responsibility for the efficient functioning of the day-to-day responsibilities of the investment compliance area. · ...

We are seeking a diligent and experienced Investment Operations Manager to join our dynamic team. · The Category II Investment Operations Manager is responsible for a range of exciting functions and ensuring the efficient, · compliant, and accurate administration of PWM Wealth Ma ...

· Description · Our Client, a leader in the Financial Services Industry (investments in the retirement space), is seeking to employ an experienced Wealth & Investment Admin Assistant, to their team based in Bellville, Cape Town. · The main objective of this role is to assist the ...

This role bridges the gap between investment strategy and compliance by developing marketing strategies and creating high-quality content that informs clients and strengthens brand presence. · Develop integrated marketing communication strategies across digital channels. · ...

We want to grow our business rapidly and aim to have over R100bn under management in 5 years. ...

We are looking for a Compliance Specialist to join our dynamic team of experienced Risk and Compliance professionals. · 10X is disrupting the South African investment industry to help people get dramatically better value for their long-term savings. · ...

We are seeking an outstanding Senior Investment Operations Analyst to join our investment operations team. · This role supports day-to-day investment operations tasks.Manage daily cash flow allocation processing. · Manage the model portfolios on the various platforms. · ...

Overview: · Our client is a boutique asset manager, managing close to R20 billion in assets under management across South Africa and offshore. They are looking for an Operations Assistant to support the investment team with daily operational tasks. This role is important in e ...

This is a hybrid 8-hour role per week, with quarterly (or as required) contact meetings with the Chairman of ILET. · A market related remuneration package is offeredThe Part-Time Portfolio and Compliance Administrator is a critical support role responsible for the consistent admi ...

We are seeking a Compliance Officer with Tax experience to monitor and report on the firm's compliance with legal and regulatory requirements. The role involves ensuring the company and its clients are protected in terms of contractual arrangements, as well as performing company ...

Our client in the financial services industry seeks a Compliance Officer to monitor legal/regulatory requirements. Key responsibilities include staying informed about applicable legislation and regulations. · Stay fully informed about applicable legislation. · ...