Compliance Officer - Durban, South Africa - Masthead (Pty) Ltd

Masthead (Pty) Ltd

Verified Company

Durban, South Africa

1 week ago

Posted by:

Thabo Mthembu

beBee Recruiter

Description

Career Vacancy

KEY INFORMATION

POSITION:
Compliance Officer (Category 1)

REPORTING TO:
Regional Manager, Durban

LOCATION:
KwaZulu Natal - Durban

BUSINESS UNIT:
Compliance

START DATE:
1 June 2023

***In line with our Company's expansion strategy, we want to appoint an additional Compliance Officer in Durban to increase our opportunities to growing our client base and expanding our market in the Durban and KwaZulu Natal.

To effectively deliver a quality compliance and risk management service to our clients at a regional level.
Adherence to the compliance requirements as dictated by the FSCA.

MINIMUM REQUIREMENTS - QUALIFICATIONS & WORK EXPERIENCE

A Legal or Accounting degree
A FSCA (FSB) recognized qualification.
Category I FSP experience
Minimum 3 years experience in compliance or risk management within the financial services industry

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Please note only applicants who meet these requirements will be considered for this position._

COMPLIANCE DUTY AND RESPONSIBILITY

Outsourced compliance function delivered to financial services clients
Must be approved by the FSCA for Category I.
Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements.
Establish a culture of compliance and provide a compliance risk framework to clients
Assist clients to achieve the TCF outcomes
Services to be delivered to Independent FSPs and Corporate clientsPerform all functions to the standard and deadlines set by Area Manager
Provide clients with highquality, personalized, and substantive reports.
Include clients in compliance processes and provide postmonitoring feedback.
Maintain records as required by the business
Display behaviour and attitudes that positively contributes to the wellbeing and development of the regional team, the company, and its clients
Sourcing and signing up new clients

COMPETENCIES AND SKILLS

Good working knowledge of compliance legislation viz. FICA and FAIS
Understanding and knowledge of risk management principles
Exceptional verbal and written communication skills
Work under pressure, independently, and as part of a team
Proficient presentation skills

Closing Date

The cutoff date for this vacancy is
19 April 2023
Masthead is committed to transformation. Meeting our employment equity goals will be taken into account in our recruitment decisions._

Job Type:
Permanent