Compliance Specialist Ii - Johannesburg, South Africa - FirstRand

FirstRand

Verified Company

Johannesburg, South Africa

1 week ago

Posted by:

Thabo Mthembu

beBee Recruiter

About us, purpose, experience and qualifications

about us:

purpose:

To provide robust regulatory compliance advice, guidance, and support by monitoring processes and related controls in accordance with compliance methodology and minimum standards
experience and qualifications:

Minimum Qualification

Preferred Qualification

Masters Degree in a businessrelated discipline or in Auditing
Experience 3 to 5 years experience in a similar environment, of which 1 to 2 years ideally at a junior specialist level

Additional Knowledge

Industry Expertise
Compliance Specialists must be authorities in the industries in which they work and often have a history of working in the industry in another capacity before becoming Compliance Specialists.
Deep Knowledge of Regulations
Interview, Investigation and Auditing Skills
Financial services industry with experience in specific aspects of regulations like Financial Crime, Data Privacy and Protection, Market Conduct, Risk Management, Compliance Monitoring and Evaluation
additional requirements:
No Referral plan is assigned to this job

responsibilities:

Manages risks in own area of responsibility
Develop, encourage and nurture collaborative relationships across area of specialisation
Display and encourage an appreciation of teamwork and inclusivity
Participate in planned activities that are appropriate for own development
Ensure development and continuous value add improvement to operational processes
Compile reports that track progress and guide business to make informed decisions
Deliver customer experience excellence in own service delivery aligned to Organisational values and service standards
Build working relationships across teams and functional lines to enhance work delivery, collaboration and innovation
Control expenditure and identify process improvements to contain and reduce costs
Support the central function by assisting in developing of policies, procedures, frameworks, and tools with specific focus on relevant risk legislation, for the benefit of the larger organisation
Provide input into the development of the tactical strategy, and develop and implement a supporting operational strategy
Provide an advisory service and consult with business to recommend controls and processes to ensure legislative compliance