Priscilla Shivambu

Detail-oriented and self-driven.AML Compliance Analyst adept at reviewing all KYC/PEP/PIP and processes and procedures, managing compliance databases, Identify sanctions risks, using the sanctions screening software. Assistance business units with understanding FICA KYC/CDD and PEP/PIP requirements as set out in the FIC Act, regulations, FIC Guidance and the Bank’s RMCP.
Providing advice and training to business on AML industry regulations. Effective communicator with great analytical skills and ability to work and perform well in a team. I am presently seeking an AML Compliance job.

• Identify sanctions risks, using the sanctions screening software. Potential sanctions screening matches are identified, reviewed to identify false positives 
• Identify and verify the identity of the customer and the beneficial owner’s documents obtained on on-boarding are correct.
• Create an Enhanced Due Diligence for all positive matches and all high risk customers.
• Analyze and respond to the FIC request for information in terms of Section 29, 27, 32, 34 and 35 of the Financial Intelligence Centre (FIC) Act.
• Provide support and guidance to all the Channel Island staff in all matters of financial crime (including sanctions, bribery & corruption, fraud, suspicious activity reporting and due diligence requirements). 
• Conduct training and awareness on all AML related issues.
• Analyse and interpret regulation and legislation, and using a risk-based approach.
• Assist in the production of periodic reports, on a formalized basis, covering all aspects of money laundering, financing of terrorism and wider  Compliance/Regulatory issues.
• Co-ordinate the updating of the Breaches Log and review Internal Audit reports 
• Compiling monthly statistical reports to management, and Enterprise Risk committee. 
• Identify relevant breached thresholds as to identify potential risks and trends and develop measures to mitigate the risk.
• Conduct branch monitoring.
• Review and update policies and procedures to ensure compliance within the organization and the relevant legislation. 
• Develop and coordinate user acceptance test planning and execution with business stakeholders. 
• Assisting MLRO/MLCO with project work which may include increasing coverage of surveillance, implementing new systems and assisting with system testing.
• Daily assistance business units with understanding FICA KYC/CDD and PEP/PIP requirements as set out in the FIC Act, regulations, FIC Guidance and the Bank’s RMCP.

Certificate                                                        : Bachelor of Commerce Honours

Year started                                                    : 2021

Institution                                                      : Regent business School

Course                                                              : Bachelors of commerce              

Year Completed                                             : 2019

Institution                                                        : Regent business School

Certificate                                                        : Compliance Management          

Year Completed                                              : 2017

Institution                                                        : University of Cape Town 

Certificate                                                        : Advanced Business Risk Management   

Year Completed                                              : 2016

Institution                                                        : University of Cape Town 

Certificate                                                        : Money Laundering Detention and Investigation 

Year Completed                                             : 2016                                                                

Institution                                                        : University of Pretoria