Compliance Administrator - Johannesburg, South Africa - GCI Wealth

GCI Wealth
GCI Wealth
Verified Company
Johannesburg, South Africa

2 weeks ago

Thabo Mthembu

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Thabo Mthembu

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Description

Compliance Administrator - Florida West Rand Gauteng

GCI Wealth is an authorised financial services provider. Working closely with the Compliance Manager and the Management Team, you will be responsible for the ongoing process of monitoring and assessing procedures and policies to ensure they comply with the financial industry standards.

GCI is currently seeking to hire a Compliance Administrator to support the Compliance Manager in the administration of compliance requirements and ensuring sound record keeping is in place.


The role will include the following:

  • Ensure that the Register and filing Maintenance across all FSP's i.e., Wealth, Health, Short Term, and Employee Benefits are in place.
  • This includes the Representative Register, CPD Register, Gift Register, Competence Register, Complaints Register.
  • Maintain and keep up to date the Representative compliance files.
  • Ensure the completeness of the electronic filing system.
  • Ensure the internal policy maintenance is done annually.
  • Delivering of Adhoc compliance work that will support the Compliance Manager, including tasks such as the review of Welcome Packs.
  • Following up on administrative tasks arising from Compliance meetings with external compliance support.

To qualify for this position, the successful candidate must have at least an NQF qualification or similar, and 2-3 years' experience in a similar administrative role in an FSP. An RE 5 certificate will be advantageous. Attention to detail, good judgment, and organizational skills are necessary for this role.

Salary:

From R18,000.00 per month

Education:

  • Certificate (preferred)

Experience:

Compliance Administration: 3 years (required)

Ability to Commute:

  • Johannesburg, Gauteng (required)
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