Compliance Manager - Johannesburg, South Africa - FirstRand
Description
About us, purpose, experience and qualificationsabout us:
purpose:
- To ensure the implementation of the Group's compliance frameworks and programmes and in consultation with business ensure conformance and adherence with regulations and delivers through a team of compliance specialists
experience and qualifications:
- Minimum Qualification
- 3 year Bachelors Legal or Commercial Degree or a Compliance Higher Diploma qualification, PG Diploma in Compliance Management would be advantageous
- Preferred Qualification
- Relevant Degree in Risk Management, registered as a Compliance Officer with the Financial Sector Conduct Authority
- Experience 3 to 5 years experience in a similar environment, of which 1 to 2 years ideally at junior (entry level) management level
- Additional Knowledge
- Experience as a Compliance Officer or a Compliance Specialist in the Financial Services Industry
- A thorough understanding and knowledge of compliance risk management and monitoring programmes
- A thorough understanding and knowledge of the regulatory requirements impacting on the various businesses (e.g., FAIS, FICA, LTIA, PPR, POPIA) will be advantageous
- Knowledge of the financial services industry, especially insurance
additional requirements:
responsibilities:
- Deliver customer experience excellence in own service delivery aligned to Organisational values and service standards
- Provision of Compliance Management Subject Matter Expertise
- Ensure execution of compliance management strategies, plans and programmes
- Develop, encourage and nurture collaborative relationships across area of specialisation
- Display and encourage an appreciation of teamwork and inclusivity
- Provide input into the budget and manage and report on budget usage that reflects delivery of planned work within agreed parameters
- Control expenditure and identify process improvements to contain and reduce costs
- Manage team performance in achievement of business objectives
- Participate in planned activities that are appropriate for own and employee development
- Provide input into the development of the tactical strategy, and develop and implement a supporting operational strategy
- Compile reports that track progress and guide business to make informed decisions
- Ensure development and continuous value add improvement to operational processes
- Manages risks in own area of responsibility
- Build working relationships across teams and functional lines to enhance work delivery, collaboration and innovation
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